Boston-based Compliance Advisor Professionals, LLC (CAP) assists domestic and international financial advisory firms in meeting regulatory compliance needs, from conforming to U.S. Securities and Exchange Commission requirements to understanding and complying with state rules and regulations. The firm primarily serves financial firms and advisors in place of the costly services of in-house compliance professionals. CAP pools the knowledge of its own experts — in accounting, financial analysis, compliance and marketing — for the benefit of its individual and organizational clients. Major areas of assistance including investment advisor registration with the SEC and state agencies and ongoing compliance support.
The Modern Firm was pleased to launch CAP's new website today, which features its work, biographies of its professional staff, and testimonials from past and current clients.
The new website may be viewed at: www.complianceadv.com.