The professionals at Compliance Advisor Professionals, LLC (CAP), based in Boston, Massachusetts, assist investment professionals and investment advisory firms in meeting regulatory compliance requirements. One of the firm's core values is recognizing that each client is different and providing customized, personalized attention in designing a compliance program precisely tailored to fit the client's needs.
The firm came about after its members recognized a need for cost-effective, outside counsel for compliance support:
Some years ago, we realized that for many investment advisory firms, the cost of in-house compliance support was prohibitive. At the same time, the effort required for investment advisers to keep on top of all applicable federal or state regulations themselves consumed time that advisers really wanted to devote to serving their clients. At that time the services available to assist such firms with registration and compliance requirements tended to be rigid and non-customized, operating without regard to the compliance support needs of a particular investment advisory firm. The professionals of CAP saw a need in the market and moved to fill it. Ever since, we have been offering cost-effective, knowledgeable and customized compliance support services to all types and sizes of investment advisers.
Services include investment advisor registration, ongoing compliance support, and retainer services. Members of the CAP team have backgrounds in securities, finance, investments, accounting and marketing. From their years of working in the compliance industry, they have experience in investment adviser registration as well as comprehensive knowledge of SEC and state rules and regulations.
CAP works with investment advisory firms of all sizes, both domestic and international.
The new website is a redesign of Compliance Professional Advisors' previous site, which was also designed by The Modern Firm. The new design features graphic impact on the home page through the addition of multiple stunning photos showcasing the firm's location in historic Boston. All of the photos capture the color scheme of the graphic design. The structure throughout the site was changed from showing only services to including compelling client testimonials on every page. The new site retains the clean and professional character of the previous site, as well as the easy-to-navigate and detailed, informative text.
The full website may be viewed here: www.complianceadv.com.
Or see the design in our law firm website design portfolio.
Compliance Professional Advisors is located in Boston, Massachusetts. The firm works with companies throughout the United States and around the world.
Compliance Advisor Professionals LLC
Phone: (508) 828-1410